| Copyrights, Patents, and Trademarks Defined |
|
| Copyrights, patents, and trademarks can be among the most valuable assets of a business. More... |
|
|
| Duty of Loyalty: Confidentiality |
|
| The duty of loyalty prohibits a director from using her corporate position to obtain a personal profit or to gain a personal advantage. A director is privy to information that may not be known to others outside the corporate sphere. As part of the duty of loyalty, a director cannot take advantage of corporate information for her own personal interests.
More... |
|
|
| Arbitration of Securities Disputes |
|
| Although persons may not be required to arbitrate rather than litigate their claims, they may by contract agree to arbitrate any claims that arise under the contract. More... |
|
|
| Securities Law> Additional Offerings, Disclosure & the Securities Exchange Act of 1934> Proxies |
|
| (Shareholder Proxy Solicitation Rules) More... |
|
|
| Record Retention Requirements for Securities Brokers and Dealers |
|
| Brokers and dealers engaging in securities transactions are required to maintain various records for varying periods under Securities and Exchange Commission rules. For example, "blotters" reflecting all purchases and sales of securities must be retained for six years. Copies of sale or purchase confirmations must be kept in an easily accessible place for two years and then for an additional year thereafter. More... |
|
|